A FINOP (Financial Operations Principal) is responsible for overseeing the financial operations of a Broker Dealer firm, ensuring compliance with regulatory requirements, and managing financial reporting.

Our solution automates many of the key tasks FINOPs are responsible for, including the generation of regulatory reports, such as FOCUS and SSOI reports,
ensuring accuracy and compliance while saving valuable time.

No, our solutions are meant to help FINOPs perform their jobs quickly, more efficiently and with higher accuracy, but the software depends solely
on the information provided by the user. A FINOP should always review and verify the final reports generated by the software before submission to FINRA.